CV Profile No.52962

Experience in the following industries :

• Advice, audit, accounting
• Banking, insurance, finance
• Public buildings and works sector, construction
• Telecom

Professional experience

• Risk , Ethics & Compliance Manager
• Lonestar Cell MTN
• Since 09.2018
• I have had approximately thirteen years of experience in my professional drive while working across two industries. Out of the two industries, i worked as an internal auditor and compliance professional within two separate commercial banks. I am currently working as Compliance, Risk, Ethics professional in the telecommunication industry. My key focus is driving of the Risk, Compliance, and Ethics initiatives through the below Responsible for the identification, assessment, management, monitoring and reporting on the Compliance Risk associated with the business activities • Develop and implement a compliance risk monitoring/management plan • Determine the risk posed to business in the event of Non-Compliance • Develop and manage the compliance risk register • Prepare monthly compliance report for the OPCO and WECA Compliance GM • Drive the development of policies, processes, and procedures within the business. • Serve as a business resilience coordinator to the business • Manage the Enterprise Risk Management Program • Manage the Ethics Management Program

• Compliance Manager
• Guaranty Trust Bank Liberia
• 02.2017 - 09.2018
• I have had approximately thirteen years of experience in my professional drive while working across two industries. Out of the two industries, i worked as an internal auditor and compliance professional within two separate commercial banks. I am currently working as Compliance, Risk, Ethics professional in the telecommunication industry. My key focus is driving of the Compliance initiatives Developed and oversee control systems to prevent or deal with violations of legal guidelines and internal policies • Coordinated with various regulators to discuss compliance matters • Monitored and presented quarterly compliance matters to the Board of Directors • Prepared reports for senior management and external regulatory bodies as appropriate • Conducted regular compliance training for all staff members to avoid breaches • Kept abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control • Periodically revised procedures and reports to identify hidden risks or non-conformity issues • Reviewed the work of all banking units as necessary to identify compliance issues and provided advice or training • Supervised the investigation of all customers related complaints • Performed the Risk Manager’s duties in his absence • Served as member on the disciplinary committee

• DEPUTY HEAD OF SYSTEMS & CONTROL (AUDIT)
• Guaranty Trust Bank Liberia
• 01.2015 - 02.2017
• I have had approximately thirteen years of experience in my professional drive while working across two industries. Out of the two industries, i worked as an internal auditor and compliance professional within two separate commercial banks. I am currently working as Compliance, Risk, Ethics professional in the telecommunication industry. My key focus is driving of the Internal audit initiatives • Coordinated the unit’s activities as first line supervisor • Served as unit head in the absence of the unit head • Planned and assigned audit tasks to team members • Directly supervised seven staff • Reviewed draft audit report • Assisted in training new members of the audit team on the usage of various banking applications • Assisted with the preparation of Board Report • Participated in special investigations • Responded to all correspondences (auditor confirmation, internal and external complaints for investigations and requests etc.) promptly and with accuracy. • Reviewed all ledger proofs and prepared a month-end report on the status of outstanding items in the ledgers to submit to Management for decision

• INTERNAL AUDIT
• Guaranty Trust Bank Liberia
• 09.2011 - 01.2015
• I have had approximately thirteen years of experience in my professional drive while working across two industries. Out of the two industries, i worked as an internal auditor and compliance professional within two separate commercial banks. I am currently working as Compliance, Risk, Ethics professional in the telecommunication industry. My key focus is driving of the Internal audit initiatives are below • Involved in risk assessment, management, compliance & integrations • Planned and conducted professional system audits • Assisted in training new members of the audit team in the various banking applications • Reviewed daily proofs submitted by various units • Produced monthly reports on month-end proofs submitted • Prepared a monthly report on the operations unit performance • Profiled new users on Banks’ software/applications • Conducted investigations • Reviewed the compliance of the Bank’s operations with external legislations and regulatory policies • Handled telephone calls from staff with SYSTEM issues • Promoted controls and sound risk management • Identified gaps in controls and made recommendations • Performed audit assignments in compliance with the Internal Audit Standards and the Bank’s Standard Operating procedures